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SWZ SEC Filings & Insider Trading (Form 4)

Total Return Securities Fund

Total Filings

5

Buys

5

Sells

0

Cluster

Total Filings

5

Buys

5

Sells

0

Unique Insiders

3

Cluster Signal

YES

Cluster Activity Detected

Multiple insiders at SWZ filed Form 4 disclosures close together. Review each transaction code, filing date, and ownership context before interpreting the cluster.

All Insider Filings (SEC Form 4) 5
Jul 22, 2026Sell Moritz ADirPurchase2,517$14.77K$5.87
Jul 20, 2026Sell Moritz ADirPurchase1,483$8.78K$5.92
Jul 6, 2026Goldstein PhillipSecretaryPurchase5,980$35.58K$5.95
Jul 2, 2026Dakos AndrewPres, CEOPurchase5,000$29.60K$5.92
Jun 26, 2026Sell Moritz ADirPurchase4,091$24.16K$5.90
By Insider

Sell Moritz A

Dir

Buys

3

Sells

0

Net Direction

Bullish

Goldstein Phillip

Secretary

Buys

1

Sells

0

Net Direction

Bullish

Dakos Andrew

Pres, CEO

Buys

1

Sells

0

Net Direction

Bullish

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